“I have been in the financial service industry since 2002. As many mutual fund advisors know, in the recent years our industry’s compliances rules have begun to become increasingly more strict. In 2015, I met Elegant Financial Inc.
To say that this meeting was a blessing for me and my business would be an understatement. Their staff is well versed in the compliance regulations and will always make sure to remind you of anything you missed on paperwork. With their help, I won the Best Compliance Practices award in 2019 from their mutual fund dealer, Carte Wealth Management.
Elegant Financial also really cares about supporting their advisors and helping them develop their business. I have received a great support in sales ideas especially in confronting difficulties for closing, new product trainings and achieving industry designations such as my CFP. They have helped me look at a bigger picture for my business and to get closer to my life goal of financial freedom for me and my clients.”